EXAMINATIONS OUT OF COURT
RULE 34 PROCEDURE ON ORAL EXAMINATIONS
APPLICATION OF THE RULE
34.01 Rules 34.02 to 34.19 apply to,
(a) an oral examination for discovery under Rule 31;
(b) the taking of evidence before trial under rule 36.01, subject to rule 36.02;
(c) a cross-examination on an affidavit for use on a motion or application under rule 39.02;
(d) the examination out of court of a witness before the hearing of a pending motion or application under rule 39.03; and
(e) an examination in aid of execution under rule 60.18.
BEFORE WHOM TO BE HELD
34.02 (1) An oral examination to be held in Ontario shall be held at a time and place set out in the notice of examination or summons to a witness, before a person assigned by,
(a) an official examiner;
(b) a reporting service agreed on by the parties; or
(c) a reporting service named by the examining party.
(2) A person who objects to being examined at the time or place set out in
the notice of examination or before a person assigned under subrule (1) may make a motion to show that the time, place or person is unsuitable for the proper conduct of the examination.
(3) If a motion under subrule (2) is dismissed, the court shall fix the responding party's costs on a substantial indemnity basis and order the moving party to pay them forthwith, unless the court is satisfied that the making of the motion, although unsuccessful, was nevertheless reasonable.
BEFORE WHOM TO BE HELD
34.02 An oral examination to be held in Ontario shall be held,
(a) in the office of, but not necessarily before, an official examiner under section 104 of the Courts of Justice Act, 1984; or
(b) before any person agreed on by the parties,
at a time and place fixed by the official examiner or person agreed on.
PLACE OF EXAMINATION
34.03 Where the person to be examined resides in Ontario, the examination shall take place in the county in which the person resides, unless the court orders or the person to be examined and all the parties agree otherwise.
HOW ATTENDANCE REQUIRED
Party
34.04 (1) Where the person to be examined is a party to the proceeding, a notice of examination (Form 34A) shall be served,
(a) on the party's solicitor of record; or
(b) where the party acts in person, on the party, personally or by an alternative to personal service.
Person Examined on Behalf or in Place of Party
(2) Where a person is to be examined for discovery or in aid of execution on behalf or in place of a party, a notice of examination shall be served,
(a) on the party's solicitor of record; or
(b) on the person to be examined, personally and not by an alternative to personal service.
Deponent of Affidavit
(3) Where a person is to be cross-examined on an affidavit, a notice of examination shall be served,
(a) on the solicitor for the party who filed the affidavit; or
(b) where the party who filed the affidavit acts in person, on the person to be cross-examined, personally and not by an alternative to personal service.
Others
(4) Where the person to be examined,
(a) is neither a party nor a person referred to in subrule (2) or (3); and
(b) resides in Ontario,
the person shall be served with a summons to witness (Form 34B), personally and not by an alternative to personal service.
Attendance Money
(5) When a summons to witness is served on a witness, attendance money calculated in accordance with Tariff A shall be paid or tendered to the witness at the same time.
Summons may be Issued in Blank
(6) On the request of a party or a solicitor and on payment of the prescribed fee, a registrar shall sign, seal and issue a blank summons to witness and the party or solicitor may complete the summons and insert the names of any number of witnesses.
Person Outside Ontario
(7) Rule 53.05 (summons to a witness outside Ontario) applies to the securing of the attendance for examination of a person outside Ontario and the attendance money paid or tendered to the person shall be calculated in accordance with the Interprovincial Subpoenas Act.
Person in Custody
(8) Rule 53.06 (compelling attendance of witness in custody) applies to the securing of the attendance for examination of a person in custody.
AGREEMENT TO EXAMINATION BEFORE PERSON OTHER THAN OFFICIAL EXAMINER
34.04.1(1) A person who is served with the notice of examination or summons to witness for an examination before a person who is not an official examiner shall be deemed to have agreed on the person before whom the examination is to be held unless he or she serves notice of refusal of agreement within two days after service of the notice or summons.
(2) An agreement or deemed agreement on a person before whom the examination is to be held may not be withdrawn except by consent of the parties or leave of the court.
NOTICE OF TIME AND PLACE
Person to be Examined
34.05 (1) Where the person to be examined resides in Ontario, he or she shall be given not less than two days notice of the time and place of the examination, unless the court orders otherwise.
Every Other Party
(2) Every party to the proceeding other than the examining party shall be given not less than two days notice of the time and place of the examination.
EXAMINATIONS ON CONSENT
34.06 A person to be examined and all the parties may consent to the time and place of the examination and,
(a) to the minimum notice period and the form of notice; or
(b) to dispense with notice.
WHERE PERSON TO BE EXAMINED RESIDES OUTSIDE ONTARIO
Contents of Order for Examination
34.07 (1) Where the person to be examined resides outside Ontario, the court may determine,
(a) whether the examination is to take place in or outside Ontario;
(b) the time and place of the examination;
(c) the minimum notice period;
(d) the person before whom the examination is to be conducted;
(e) the amount of attendance money to be paid to the person to be examined; and
(f) any other matter respecting the holding of the examination.
Commission and Letter of Request
(2) Where the person is to be examined outside Ontario, the order under subrule (1) shall be in Form 34E and shall, if the moving party requests it, provide for the issuing of,
(a) a commission (Form 34C) authorizing the taking of evidence before a named commissioner; and
(b) a letter of request (Form 34D) directed to the judicial authorities of the jurisdiction in which the person is to be found, requesting the issuing of such process as is necessary to compel the person to attend and be examined before the commissioner,
and .
(3) The commission and letter of request shall be prepared and issued by the registrar.
Attendance Money
(4) Where the person to be examined resides outside Ontario and is not a party or a person to be examined on behalf or in place of a party, the examining party shall pay or tender to the person to be examined the amount of attendance money fixed by the order under subrule (1).
Duties of Commissioner
(5) A commissioner shall, to the extent that it is possible to do so, conduct the examination in the form of oral questions and answers in accordance with these rules, the law of evidence of Ontario and the terms of the commission, unless some other form of examination is required by the order or the law of the place where the examination is conducted.
(6) As soon as the transcript of the examination is prepared, the commissioner shall,
(a) return the commission, together with the original transcript and exhibits, to the registrar who issued it;
(b) keep a copy of the transcript and, where practicable, the exhibits; and
(c) notify the parties who appeared at the examination that the transcript is complete and has been returned to the registrar who issued the commission.
Examining Party to Serve Transcript
(7) The registrar shall send the transcript to the solicitor for the examining party and the solicitor shall forthwith serve every other party with the transcript free of charge.
PERSON TO BE EXAMINED TO BE SWORN
34.08 (1) Before being examined, the person to be examined shall take an oath or make an affirmation and, where the examination is conducted in Ontario, the oath or affirmation shall be administered by an official examiner or by a person authorized to administer oaths in Ontario.
(2) Where the examination is conducted outside Ontario, the oath or affirmation may be administered by the person before whom the examination is conducted, a person authorized to administer oaths in Ontario or a person authorized to take affidavits or administer oaths or affirmations in the jurisdiction where the examination is conducted.
INTERPRETER
34.09 (1) Where the person to be examined does not understand the language or languages in which the examination is to be conducted or is deaf or mute, a competent and independent interpreter shall, before the person is examined, take an oath or make an affirmation to interpret accurately the administration of the oath or affirmation and the questions to and answers of the person being examined.
(2) Where an interpreter is required by subrule (1) for the examination of,
(a) a party or a person on behalf or in place of a party, the party shall provide the interpreter;
(b) any other person, the examining party shall provide the interpreter,
unless the interpretation is from English to French or from French to English and an interpreter is provided by the Ministry of the Attorney General.
PRODUCTION OF DOCUMENTS ON EXAMINATION
Interpretation
34.10 (1) Subrule 30.01(1) (meaning of "document", "power") applies to subrules (2), (3) and (4).
Person to be Examined Must Bring Required Documents and Things
(2) The person to be examined shall bring to the examination and produce for inspection,
(a) on an examination for discovery, all documents in his or her possession, control or power that are not privileged and that subrule 30.04(4) requires the person to bring; and
(b) on any examination, including an examination for discovery, all documents and things in his or her possession, control or power that are not privileged and that the notice of examination or summons to witness requires the person to bring.
Notice or Summons May Require Documents and Things
(3) Unless the court orders otherwise, the notice of examination or summons to witness may require the person to be examined to bring to the examination and produce for inspection,
(a) all documents and things relating to any matter in issue in the proceeding that are in his or her possession, control or power and are not privileged; or
(b) such documents or things described in clause (a) as are specified in the notice or summons.
Duty to Produce Other Documents
(4) Where a person admits, on an examination, that he or she has possession or control of or power over any other document that relates to a matter in issue in the proceeding and is not privileged, the person shall produce it for inspection by the examining party forthwith, if the person has the document at the examination, and if not, within two days thereafter, unless the court orders otherwise.
RE-EXAMINATION
On Examination for Discovery
34.11 (1) A person being examined for discovery may be re-examined by his or her own counsel and by any party adverse in interest to the examining party.
On Cross-Examination on Affidavit or Examination in Aid of Execution
(2) A person being cross-examined on an affidavit or examined in aid of execution may be re-examined by his or her own counsel.
Timing and Form
(3) The re-examination shall take place immediately after the examination or cross-examination and shall not take the form of a cross-examination.
On Examination for Motion or Application
(4) Re-examination of a witness examined,
(a) before the hearing of a motion or application, is governed by subrule 39.03(2); and
(b) at the hearing of a motion or application, is governed by subrule 39.03(3).
On Examination Before Trial
(5) Re-examination of a witness examined before trial under Rule 36 is governed by subrule 36.02(2).
OBJECTIONS AND RULINGS
34.12 (1) Where a question is objected to, the objector shall state briefly the reason for the objection, and the question and the brief statement shall be recorded.
(2) A question that is objected to may be answered with the objector's consent, and where the question is answered, a ruling shall be obtained from the court before the evidence is used at a hearing.
(3) A ruling on the propriety of a question that is objected to and not answered may be obtained on motion to the court.
RULINGS BY OFFICIAL EXAMINER
34.13 Revoked
IMPROPER CONDUCT OF EXAMINATION
Adjournment to Seek Directions
34.14 (1) An examination may be adjourned by the person being examined or by a party present or represented at the examination, for the purpose of moving for directions with respect to the continuation of the examination or for an order terminating the examination or limiting its scope, where,
(a) the right to examine is being abused by an excess of improper questions or interfered with by an excess of improper interruptions or objections;
(b) the examination is being conducted in bad faith, or in an unreasonable manner so as to annoy, embarrass or oppress the person being examined;
(c) many of the answers to the questions are evasive, unresponsive or unduly lengthy; or
(d) there has been a neglect or improper refusal to produce a relevant document on the examination.
Sanctions for Improper Conduct or Adjournment
(2) Where the court finds that,
(a) a person's improper conduct necessitated a motion under subrule (1); or
(b) a person improperly adjourned an examination under subrule (1),
the court may order the person to pay personally and forthwith the costs of the motion, any costs thrown away and the costs of any continuation of the examination and the court may fix the costs and make such other order as is just.
SANCTIONS FOR DEFAULT OR MISCONDUCT BY PERSON TO BE EXAMINED
34.15 (1) Where a person fails to attend at the time and place fixed for an examination in the notice of examination or summons to witness or at the time and place agreed on by the parties, or refuses to take an oath or make an affirmation, to answer any proper question, to produce a document or thing that he or she is required to produce or to comply with an order under rule 34.14, the court may,
(a) where an objection to a question is held to be improper, order or permit the person being examined to reattend at his or her own expense and answer the question, in which case the person shall also answer any proper questions arising from the answer;
(b) where the person is a party or, on an examination for discovery, a person examined on behalf or in place of a party, dismiss the party's proceeding or strike out the party's defence;
(c) strike out all or part of the person's evidence, including any affidavit made by the person; and
(d) make such other order as is just.
(2) Where a person does not comply with an order under rule 34.14 or subrule (1), a judge may make a contempt order against the person.
EXAMINATION TO BE RECORDED
34.16 Every examination shall be recorded in its entirety in question and answer form in a manner that permits the preparation of a typewritten transcript of the examination, unless the court orders or the parties agree otherwise.
TYPEWRITTEN TRANSCRIPT
34.17 (1) Where a party so requests, the official examiner or person who recorded an examination shall have a typewritten transcript of the examination prepared and completed within four weeks after receipt of the request.
(2) The transcript shall be certified as correct by the person who recorded the examination, but need not be read to or signed by the person examined.
(3) As soon as the transcript is prepared, the official examiner or person who recorded the examination shall send one copy to each party who has ordered and paid for a transcript and, if a party so requests and pays for it, shall provide an additional copy for the use of the court.
FILING OF TRANSCRIPT
Party to Have Transcript Available
34.18 (1) It is the responsibility of a party who intends to refer to evidence given on an examination to have a copy of the transcript of the examination available for filing with the court.
Filing for Use on Motion or Application
(2) Where a party intends to refer to a transcript on the hearing of a motion or application, a copy of the transcript for the use of the court shall be filed in the court office where the motion or application is to be heard, not later than 2 p.m. on the day before the hearing.
(3) The party may file a copy of a portion of the transcript if the other parties consent.
Filing for Use at Trial
(4) A copy of a transcript for the use of the court at trial shall not be filed until a party refers to it at trial, and the trial judge may read only the portions to which a party refers.
VIDEOTAPING OR OTHER RECORDING OF EXAMINATION
34.19 (1) On consent of the parties or by order of the court, an examination may be recorded by videotape or other similar means and the tape or other recording may be filed for the use of the court along with the transcript.
(2) Rule 34.18 applies, with necessary modifications, to a tape or other recording made under subrule (1).
RULE 35 PROCEDURE ON EXAMINATION FOR DISCOVERY BY WRITTEN QUESTIONS
QUESTIONS
35.01 An examination for discovery by written questions and answers shall be conducted by serving a list of the questions to be answered (Form 35A) on the person to be examined and every other party.
ANSWERS
35.02 (1) Written questions shall be answered by the affidavit (Form 35B) of the person being examined, served on the examining party within fifteen days after service of the list of questions.
(2) The examining party shall serve the answers on every other party forthwith.
OBJECTIONS
35.03 An objection to answering a written question shall be made in the affidavit of the person being examined, with a brief statement of the reason for the objection.
FAILURE TO ANSWER
Further List of Questions
35.04 (1) Where the examining party is not satisfied with an answer or where an answer suggests a new line of questioning, the examining party may, within ten days after receiving the answer, serve a further list of written questions which shall be answered within fifteen days after service.
Court Order for Further Answers
(2) Where the person being examined refuses or fails to answer a proper question or where the answer to a question is insufficient, the court may order the person to answer or give a further answer to the question or to answer any other question either by affidavit or on oral examination.
Court Order for Oral Examination
(3) Where the court is satisfied, on reading all the answers to the written questions, that some or all of them are evasive, unresponsive or otherwise unsatisfactory, the court may order the person examined to submit to oral examination on such terms respecting costs and other matters as are just.
Additional Sanctions
(4) Where a person refuses or fails to answer a proper question on a written examination or to produce a document that he or she is required to produce, the court may, in addition to imposing the sanctions provided in subrules (2) and (3),
(a) if the person is a party or a person examined on behalf or in place of a party, dismiss the party's action or strike out the party's defence;
(b) strike out all or part of the person's evidence; and
(c) make such other order as is just.
IMPROPER CONDUCT OF EXAMINATION
35.05 On motion by the person being examined, or by any party, the court may terminate the written examination or limit its scope where,
(a) the right to examine is being abused by an excess of improper questions; or
(b) the examination is being conducted in bad faith, or in an unreasonable manner so as to annoy, embarrass or oppress the person being examined.
FILING QUESTIONS AND ANSWERS
35.06 Rule 34.18 applies, with necessary modifications, to the filing of written questions and answers for the use of the court.
RULE 36 TAKING EVIDENCE BEFORE TRIAL
WHERE AVAILABLE
By Consent or by Order
36.01 (1) A party who intends to introduce the evidence of a person at trial may, with leave of the court or the consent of the parties, examine the person on oath or affirmation before trial for the purpose of having the person's testimony available to be tendered as evidence at the trial.
Discretion of Court
(2) In exercising its discretion to order an examination under subrule (1), the court shall take into account,
(a) the convenience of the person whom the party seeks to examine;
(b) the possibility that the person will be unavailable to testify at the trial by reason of death, infirmity or sickness;
(c) the possibility that the person will be beyond the jurisdiction of the court at the time of the trial;
(d) the expense of bringing the person to the trial;
(e) whether the witness ought to give evidence in person at the trial; and
(f) any other relevant consideration.
Expert Witness
(3) Before moving for leave to examine an expert witness under subrule (1), the moving party shall serve on every other party the report of the expert witness referred to in subrule 53.03(1) (calling expert witness at trial) unless the court orders otherwise.
PROCEDURE
36.02 (1) Subject to subrule (2), Rule 34 applies to the examination of a witness under rule 36.01, unless the court orders otherwise.
(2) A witness examined under rule 36.01 may be examined, cross-examined and re-examined in the same manner as a witness at trial.
EXAMINATIONS OUTSIDE ONTARIO
36.03 Where an order is made under rule 36.01 for the examination of a witness outside Ontario, the order shall, if the moving party requests it, provide for the issuing of a commission and letter of request under subrules 34.07(2) and (3) for the taking of the evidence of the witness and, on consent of the parties, any other witness in the same jurisdiction, and the order shall be in Form 34E.
USE AT TRIAL
36.04 (1) In subrules (2) to (7), where an action,
(a) is brought by or against a corporation, "party" includes an officer, director or employee of the corporation;
(b) is brought by or against a partnership or a sole proprietorship using the firm name, "party" includes each person who was, or is alleged to have been, a partner or the sole proprietor, as the case may be;
(c) is brought by or against a party under disability, "party" includes the litigation guardian;
(d) is brought by or against an assignee, "party" includes the assignor;
(e) is brought by or against a trustee of the estate of a bankrupt, "party" includes the bankrupt;
(f) is brought or defended for the immediate benefit of a person who is not a party, "party" includes the person for whose immediate benefit the action is brought or defended.
(2) At trial any party may use the transcript and videotape or other recording of an examination under rule 36.01 or 36.03 of a witness who is not a party as the evidence of the witness, unless the court orders otherwise on the ground that the witness ought to give evidence at trial or for any other sufficient reason.
(3) A witness who is not a party and whose evidence has been taken under rule 36.01 or 36.03 shall not be called to give evidence at the trial, except with leave of the trial judge.
(4) With leave of the trial judge or the consent of the parties, a party may use at trial the transcript and a videotape or other recording of an examination under rule 36.01 of a witness who is a party as the evidence of the witness.
(5) In exercising its discretion under subrule (4), the court shall take into account,
(a) whether the party is unavailable to testify by reason of death, infirmity or sickness;
(b) whether the party ought to give evidence in person at the trial; and
(c) any other relevant consideration.
(6) Use of evidence taken under rule 36.01 or 36.03 is subject to any ruling by the trial judge respecting its admissibility.
(7) The transcript and a videotape or other recording may be filed with the court at trial and need not be read or played at trial unless a party or the trial judge requires it. O. Reg. 364/89, s. 4.